RK-010HochAnbieterPräventiv
Audit-Trail für die Konformitätsbewertung
Anbieter müssen für jede Konformitätsbewertung einen vollständigen Audit-Trail führen, einschließlich aller geprüften Dokumente, durchgeführten Tests, erzielten Ergebnisse und getroffenen Entscheidungen, zur Unterstützung regulatorischer Prüfungen und Neubewertungen.
Artikel:Article 12(2)Article 43(1)
Nachweisbeispiele
- Conformity assessment audit file
- Assessment decision record
- Notified body correspondence archive
Normen
ISO 42001:2023 §9.1Annex VI EU AI Act
Verwandte Kontrollen
- RK-001Automatic Event Logging CapabilityArticle 12(1) requires that high-risk AI systems are designed and developed with automatic logging capabilities, enabling the reconstruction of events…
- RK-002Log Integrity and Tamper ProtectionProviders must ensure that logs are protected against tampering, unauthorised deletion, or modification, using cryptographic integrity controls,…
- RK-003Log Retention for Minimum 10 YearsArticle 18(1) requires that providers retain technical documentation and logs for at least 10 years after the high-risk AI system is placed on the market…
- RK-004Log Accessibility for Competent AuthoritiesProviders must ensure that event logs are accessible to competent national authorities and market surveillance authorities upon request, with procedures…
- RK-005Event Traceability and ReconstructionLogs must enable the tracing and reconstruction of decision events to understand the inputs processed, the outputs generated, and the conditions under…
- RK-006Performance and Operational Metrics LoggingProviders must log performance and operational metrics relevant to verifying that the AI system operates within the parameters established in the…
Verwandte KI-VO-Begriffe
- Conformity AssessmentThe process of verifying whether a high-risk AI system complies with the requirements set out in Chapter III Section 2 of the Regulation. Can be conducted through internal control (Annex VI) or with involvement of a notified body (Annex VII).
- Logging CapabilitiesThe automatic recording of events by a high-risk AI system during its operation — required under Article 12 to enable monitoring of its operation, post-hoc investigation of incidents, and to support the post-market monitoring obligations of providers and deployers.
Erweitern Sie, wenn Nachweise rechtskräftig sein müssen.
Der kostenlose Fragebogen liefert erste Signale. Die Vollständige Bewertung verwandelt reale Systemdaten in einen auditierten Entscheidungsnachweis: Faktenextraktion, Komponententrennung, Nachweise, nationale Vorgaben und ein prüffähiges Dossier.
Kostenlose Risikovorschau starten